DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Empower Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katelyn WhalenEmpower Advisory Group, LLC otherWealthspire Retirement Advisory institutionalOtherOct 4, 2021Oct 19, 2021
Joe ValiquetteEmpower Advisory Group, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherSep 23, 2021Dec 2, 2021 (70 d)
Brent W. RaileyEmpower Advisory Group, LLC otherJ.P. Morgan Securities LLC wirehouseOtherSep 8, 2021Sep 23, 2021
Cameron Joseph ClarkEmpower Advisory Group, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 8, 2021Oct 6, 2021
John Frank SarbelloEmpower Advisory Group, LLC otherSei Investments Management Corp otherOtherAug 20, 2021Sep 1, 2021
Kyle VallejoEmpower Advisory Group, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherAug 2, 2021Jun 30, 2023 (697 d)
Jonathan SporsEmpower Advisory Group, LLC otherSchwab Wealth Advisory, Inc. no RAUMOtherJul 26, 2021Sep 9, 2021 (45 d)
William Lee BlackwellEmpower Advisory Group, LLC otherCharles Schwab & Co., Inc. national BDOtherJul 23, 2021Sep 16, 2021 (55 d)
Chase Andrew GauthierEmpower Advisory Group, LLC otherCetera Investment Advisers LLC BD affiliatedOtherJul 23, 2021Sep 1, 2023 (770 d)
Mary BredemeierEmpower Advisory Group, LLC otherMorgan Stanley wirehouseOtherJul 16, 2021Jul 26, 2021
Mark Daniel MentastiEmpower Advisory Group, LLC otherCharles Schwab & Co., Inc. national BDOtherJul 12, 2021Aug 10, 2021
Griffon Steele LestageEmpower Advisory Group, LLC otherBrian Low Financial Group, LLC independent RIAOtherJul 12, 2021Jul 12, 2021
Amy BeaucheneEmpower Advisory Group, LLC otherMissionsquare Retirement institutionalOtherJun 21, 2021Jun 21, 2021
Zachary Lane StuckEmpower Advisory Group, LLC otherNationwide Securities, LLC no RAUMOtherJun 7, 2021Jun 16, 2021
Brett BeltEmpower Advisory Group, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherJun 2, 2021Feb 10, 2022 (253 d)
Jason Anthony SartoriEmpower Advisory Group, LLC otherLPL Financial LLC BD affiliatedOtherMay 12, 2021Jun 9, 2021
Shannon Lea FowlerEmpower Advisory Group, LLC otherMML Investors Services, LLC BD affiliatedOtherMay 12, 2021Nov 12, 2021 (184 d)
Brian Todd FoxEmpower Advisory Group, LLC otherSchwab Wealth Advisory, Inc. no RAUMOtherMay 7, 2021Aug 4, 2021 (89 d)
Kimchi GodwinEmpower Advisory Group, LLC otherCuna Brokerage Services, Inc. BD affiliatedOtherMay 7, 2021May 25, 2021
Marcus ColemanEmpower Advisory Group, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherMay 7, 2021Jul 29, 2021 (83 d)
Terrence Michael JoebchenEmpower Advisory Group, LLC otherSchwab Wealth Advisory, Inc. no RAUMOtherMay 7, 2021Jun 24, 2021 (48 d)
David Robert Carl MitchellEmpower Advisory Group, LLC otherWells Fargo Advisors wirehouseOtherMay 5, 2021Sep 22, 2021 (140 d)
Joel Antonio RomeroEmpower Advisory Group, LLC otherFisher Investments independent RIAOtherApr 22, 2021Apr 22, 2021
Heidi Dawn DresbachEmpower Advisory Group, LLC otherLPL Financial LLC BD affiliatedOtherApr 9, 2021May 11, 2021 (32 d)
Matthew KoglerEmpower Advisory Group, LLC otherJ.P. Morgan Securities LLC wirehouseOtherApr 9, 2021Apr 27, 2021
James HoweEmpower Advisory Group, LLC otherBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherApr 9, 2021Apr 14, 2021
Andrew Edwards NelsonEmpower Advisory Group, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherApr 6, 2021Jun 24, 2021 (79 d)
Martin VolinEmpower Advisory Group, LLC institutionalEdward Jones national BDOtherMar 16, 2021Mar 15, 2021
Michael R. Van BoeningEmpower Advisory Group, LLC institutionalJ.P. Morgan Securities LLC wirehouseOtherMar 8, 2021Aug 3, 2023 (878 d)
Tonya StocktonEmpower Advisory Group, LLC institutionalAssetmark, Inc. BD affiliatedOtherMar 1, 2021Nov 7, 2022 (616 d)
Matthew Garret GrossEmpower Advisory Group, LLC institutionalWells Fargo Advisors wirehouseOtherFeb 18, 2021Mar 10, 2021
Blaine Alexander ThiedermanEmpower Advisory Group, LLC institutionalProgress Wealth Management unclassifiedOtherFeb 9, 2021Aug 11, 2021 (183 d)
Spencer Edward CureEmpower Advisory Group, LLC institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherFeb 8, 2021Dec 13, 2021 (308 d)
Joshua Patrick PucciniEmpower Advisory Group, LLC institutionalNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 19, 2020Jun 6, 2025 (1660 d)
Matthew Gerald LordEmpower Advisory Group, LLC institutionalCreative Planning independent RIAOtherOct 21, 2020Oct 23, 2020
Donald E ChevalEmpower Advisory Group, LLC institutionalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 15, 2020Sep 25, 2020
Lavander LandowskiEmpower Advisory Group, LLC institutionalEdward Jones national BDOtherOct 13, 2020Oct 23, 2020
Freddie Ray RodgersEmpower Advisory Group, LLC institutionalAdvice And Planning Services BD affiliatedOtherAug 21, 2020Aug 26, 2025 (1831 d)
Brandon Michael SmithEmpower Advisory Group, LLC institutionalCreative Planning independent RIAOtherAug 5, 2020Sep 24, 2020 (50 d)
Jacob DalyEmpower Advisory Group, LLC institutionalNewfront Retirement Services, Inc. institutionalOtherJul 7, 2020Jul 24, 2020
Jason Ballard BroylesEmpower Advisory Group, LLC institutionalUBS Financial Services Inc. wirehouseOtherMay 11, 2020Oct 12, 2021 (519 d)
Patrick Gregory StrodtmanEmpower Advisory Group, LLC institutionalEdelman Financial Engines mixed wealthOtherApr 21, 2020May 15, 2020
Darren Scott WagermanEmpower Advisory Group, LLC institutionalVoya Financial Advisors, Inc. BD affiliatedOtherApr 6, 2020Nov 18, 2020 (226 d)
Frederick MinotEmpower Advisory Group, LLC institutionalPrimerica Advisors national BDOtherJan 24, 2020May 28, 2021 (490 d)
Stephanie CadenheadEmpower Advisory Group, LLC institutionalCitizens Securities, Inc. BD affiliatedOtherJan 7, 2020Feb 5, 2020
Wenwen DongEmpower Advisory Group, LLC institutionalValic Financial Advisors, Inc. BD affiliatedOtherDec 13, 2019Feb 24, 2020 (73 d)
Christopher James WhittakerEmpower Advisory Group, LLC institutionalOneamerica Securities, Inc. BD affiliatedOtherDec 9, 2019Jan 10, 2020 (32 d)
Alfredo Griek CalvoEmpower Advisory Group, LLC institutionalVoya Financial Advisors, Inc. BD affiliatedOtherNov 13, 2019Jan 29, 2020 (77 d)
Michelle Lynn EastEmpower Advisory Group, LLC institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherNov 13, 2019Jul 19, 2021 (614 d)
Tyler FranksEmpower Advisory Group, LLC institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherOct 28, 2019Jul 13, 2021 (624 d)
Christopher C WatersEmpower Advisory Group, LLC institutionalNationwide Investment Advisors, LLC BD affiliatedOtherOct 24, 2019Nov 12, 2019
R Mark GosselinEmpower Advisory Group, LLC institutionalCommonwealth Financial Network national BDOtherSep 13, 2019Mar 9, 2020 (178 d)
Alicia Lynette StingleyEmpower Advisory Group, LLC institutionalSequent Planning, LLC independent RIAOtherSep 3, 2019May 14, 2020 (254 d)
Fran Charles JacksonEmpower Advisory Group, LLC institutionalValic Financial Advisors, Inc. BD affiliatedOtherAug 19, 2019Aug 27, 2019
Scott SoenenEmpower Advisory Group, LLC institutionalNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 24, 2019Aug 12, 2019 (49 d)
Michael P RichardsonEmpower Advisory Group, LLC institutionalNationwide Investment Advisors, LLC BD affiliatedOtherJun 14, 2019Jun 26, 2019
Harold Jay ZazulaEmpower Advisory Group, LLC institutionalCrystal Capital Management Corporation state registeredOtherMay 13, 2019Dec 20, 2019 (221 d)
Valerie BakerEmpower Advisory Group, LLC institutionalLockton Investment Advisors, LLC institutionalOtherApr 24, 2019Oct 1, 2019 (160 d)
Alphonse Earl PerryEmpower Advisory Group, LLC institutionalValic Financial Advisors, Inc. BD affiliatedOtherApr 10, 2019Apr 9, 2019
Scott R ScheweEmpower Advisory Group, LLC institutionalKerberrose Wealth Management, LLC independent RIAOtherMar 12, 2019Jan 1, 2026 (2487 d)
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579 moves match.