| Jerry Raquel Bulaclac | Valic Financial Advisors, Inc. other | Independent Financial Partners other | Other | May 2, 2012 | Aug 3, 2012 (93 d) |
| Michael E Mcgriff | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | May 1, 2012 | Jun 22, 2012 (52 d) |
| Gregory Bruce Weaver | Valic Financial Advisors, Inc. other | Securities America Advisors, Inc. other | Other | May 1, 2012 | Apr 27, 2012 |
| William Olon Scroggins | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | May 1, 2012 | Apr 24, 2012 |
| Daniel David Samson | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Apr 26, 2012 | Jul 23, 2012 (88 d) |
| Christopher R Walton | Valic Financial Advisors, Inc. other | Independent Financial Partners other | Other | Apr 18, 2012 | May 30, 2012 (42 d) |
| Matthew William Bagley | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Apr 11, 2012 | Apr 18, 2012 |
| Travis Allen Bartsch | Valic Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Apr 11, 2012 | Apr 5, 2012 |
| Cory Richard Davern | Valic Financial Advisors, Inc. other | Forta Financial Group, Inc. other | Other | Apr 4, 2012 | Apr 3, 2012 |
| Eric Billingslea | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 4, 2012 | Oct 9, 2012 (188 d) |
| Gerald Wayne Childs | Valic Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Mar 29, 2012 | Mar 27, 2012 |
| Rusty Edward Hanna | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Mar 29, 2012 | Jul 18, 2012 (111 d) |
| Regina Ann Tomek | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Mar 22, 2012 | Apr 18, 2012 |
| Peter Quinn Flood | Valic Financial Advisors, Inc. other | UBS Financial Services Inc. wirehouse | Other | Mar 15, 2012 | Mar 30, 2012 |
| Albert Noble Donahey | Valic Financial Advisors, Inc. other | Principal Securities, Inc. other | Other | Mar 8, 2012 | Apr 25, 2012 (48 d) |
| Aaron Han-Kyeol Kim | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Mar 8, 2012 | Mar 26, 2012 |
| Rock Allen Mirich | Valic Financial Advisors, Inc. other | Investment Centers Of America, Inc. other | Other | Feb 16, 2012 | Feb 13, 2012 |
| Kelly Jane Romano | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Feb 16, 2012 | Feb 14, 2012 |
| Janie Lynn Nelson | Valic Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Feb 9, 2012 | Apr 27, 2012 (78 d) |
| Matthew Brice Tielker | Valic Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Feb 9, 2012 | Apr 2, 2012 (53 d) |
| David Bryce Crupper | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Feb 9, 2012 | Feb 22, 2012 |
| Carl James Arrell | Valic Financial Advisors, Inc. other | Focus Financial other | Other | Feb 2, 2012 | Dec 9, 2013 (676 d) |
| Levarn Clay | Valic Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Feb 2, 2012 | Feb 14, 2012 |
| Myles Patrick O'Reilly | Valic Financial Advisors, Inc. other | Brookstone Capital Management LLC other | Other | Jan 19, 2012 | Jan 11, 2012 |
| Toufik Jebrane Bouhamid | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jan 12, 2012 | Jan 9, 2012 |
| Gregory Allen Hancock | Valic Financial Advisors, Inc. other | State Farm Investment Management Corp. asset manager | Other | Jan 12, 2012 | Sep 10, 2021 (3529 d) |
| Trent Anthony Dattoli | Valic Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Jan 12, 2012 | Jan 31, 2012 |
| Joyce Ellen Alsbury | Valic Financial Advisors, Inc. other | Lincoln Investment other | Other | Jan 5, 2012 | Jan 3, 2012 |
| Martha Louise Catt | Valic Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 4, 2012 | Jan 3, 2012 |
| Rolando Javier Castano | Valic Financial Advisors, Inc. other | Nolan Capital Advisors LLC state registered | Other | Jan 4, 2012 | Dec 9, 2020 (3262 d) |
| Eric Zachary Weissman | Valic Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | Jan 4, 2012 | Jan 6, 2012 |
| Derric Hoover | Valic Financial Advisors, Inc. other | Usaa Financial Planning Services no RAUM | Other | Jan 4, 2012 | Jul 16, 2012 (194 d) |
| Annette Pelfrey Kitchen | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Dec 22, 2011 | Jul 25, 2014 (946 d) |
| Joshua E Goldfarb | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Dec 15, 2011 | Feb 13, 2012 (60 d) |
| Charles Albert Strickland | Valic Financial Advisors, Inc. other | Fsc Securities Corporation other | Other | Dec 15, 2011 | Dec 14, 2011 |
| John Lee Bible | Valic Financial Advisors, Inc. other | Eagle Strategies LLC other | Other | Dec 7, 2011 | Aug 10, 2012 (247 d) |
| Francisco E Lopez | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Nov 23, 2011 | Jan 9, 2012 (47 d) |
| Dustin Ellis Woodham | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Nov 22, 2011 | Jun 14, 2012 (205 d) |
| William Ivan Hornbuckle | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 17, 2011 | Nov 18, 2011 |
| Kristopher Michal Samiec | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Nov 9, 2011 | Nov 10, 2011 |
| Scott Alan Christian | Valic Financial Advisors, Inc. other | State Farm Investment Management Corp. asset manager | Other | Nov 9, 2011 | Jul 3, 2025 (4985 d) |
| Carey Pearsall | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Oct 28, 2011 | Jan 8, 2014 (803 d) |
| Kathleen Marie Williams-Price | Valic Financial Advisors, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Oct 27, 2011 | Oct 28, 2011 |
| Douglas Ray Nelson | Valic Financial Advisors, Inc. other | Lincoln Investment other | Other | Oct 27, 2011 | Oct 14, 2011 |
| Kelly Renee York-Lastrapes | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | Oct 13, 2011 | Sep 30, 2013 (718 d) |
| Cory Dale Summers | Valic Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Sep 30, 2011 | Oct 5, 2011 |
| Hugh Clay Johnson | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Sep 29, 2011 | Nov 15, 2011 (47 d) |
| John Thomas Hare | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Sep 22, 2011 | Sep 20, 2011 |
| Arthur A Wexler | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Sep 8, 2011 | Oct 4, 2011 |
| Juan Leon Munoz | Valic Financial Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Sep 8, 2011 | May 16, 2013 (616 d) |
| Matthew Steve Kocsis | Valic Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Sep 1, 2011 | Feb 13, 2019 (2722 d) |
| Darren Robert Turner | Valic Financial Advisors, Inc. other | Jaffe Tilchin Investment Partners, LLC other | Other | Aug 25, 2011 | Jan 19, 2012 (147 d) |
| Louis Gray Clark | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 18, 2011 | Aug 17, 2011 |
| Michael Brian Kman | Valic Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Aug 18, 2011 | Dec 21, 2012 (491 d) |
| Jody Gunderson | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Aug 18, 2011 | Jul 29, 2013 (711 d) |
| Edward M Buffington | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Aug 11, 2011 | Aug 3, 2011 |
| Brandon Dennis Strong | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Aug 11, 2011 | Aug 3, 2011 |
| Joshua Gregory Schenker | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Aug 5, 2011 | Aug 2, 2011 |
| Laura Jane Ferguson | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Aug 5, 2011 | Sep 6, 2018 (2589 d) |
| Wayne Washowich | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jul 28, 2011 | Aug 11, 2011 |