DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Allstate Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chad Thomas Payment | First Command Advisory Services BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jul 29, 2024 (179 d) |
| Terrie Lynne Carpenter | Bankers Life Advisory Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 24, 2024 |
| Vernon Blugh | Primerica Advisors national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 22, 2023 |
| Keith Allen Saunders | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 9, 2023 |
| Andrew Alan Waggoner | Bates Financial Advisors, Inc. independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 2, 2023 | Nov 6, 2023 |
| Saul Fernandez Juarez | LPL Financial LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | May 1, 2025 (549 d) |
| Rose Joyce | Empower Advisory Group, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | May 8, 2024 (195 d) |
| Caleb Riley | Integrity Advisory Solutions independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2023 | Sep 29, 2023 |
| Roman Lara | Secure Investment Management, LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2023 | Jul 19, 2024 (352 d) |
| Peter Joseph Lopresti | E*Trade Capital Management, LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2023 | Aug 1, 2023 |
| Keith Allen O'Keefe | Raymond James Financial Services Advisors, Inc BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2023 | Jun 25, 2025 (700 d) |
| Katelyn Marie Matsuda | Wells Fargo Advisors wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 25, 2023 | May 5, 2025 (650 d) |
| Phong Truong | Edward Jones national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Sep 27, 2023 (70 d) |
| Michael Richard Lobeck | Equitable Advisors, LLC national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jun 23, 2023 |
| John Benefield Desselle | Voya Financial Advisors, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | May 25, 2023 |
| Bruce Allen Cumbo | The Retirement Group, LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2023 | May 16, 2023 |
| Derek Todd Dorris | Ameriprise Financial Services, LLC national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jul 31, 2023 (39 d) |
| Robert Deane Lenertz | Frost Investment Services BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2023 | Aug 9, 2023 (58 d) |
| Carlos Frederico Coutinho Maia | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2023 | Jun 22, 2023 (41 d) |
| Samuel Dylan Stewart | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2023 | May 31, 2023 (39 d) |
| Nolan Ginsberg | Arkadios Wealth Advisors BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 25, 2023 |
| Melissa Mullins Shanhouse | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Mar 31, 2023 |
| Clayton Millen | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2023 | Mar 28, 2023 |
| Jennifer Sackett | Equitable Advisors, LLC national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Feb 5, 2024 (343 d) |
| Christopher Spitaletto | Vanguard Advisers, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2023 | Feb 23, 2024 (366 d) |
| Guy Michael Brannum | J. W. Cole Advisors, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Dec 6, 2023 (340 d) |
| Sean W Schooley | Pruco Securities, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Jan 3, 2023 |
| Frank Holder | Tip Group LLC state registered | Allstate Financial Advisors, LLC BD affiliated | Other | Dec 5, 2022 | Dec 8, 2022 |
| Matthew Clinton Bade | LPL Financial LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2022 | Jul 14, 2023 (238 d) |
| David Lewis | Thrivent Investment Management Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Sep 27, 2022 |
| Danniel Syed Kazi | Fidelity Personal And Workplace Advisors BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2022 | Sep 22, 2023 (378 d) |
| Richard Arthur Shively | Transamerica Financial Advisors, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2022 | Nov 22, 2023 (450 d) |
| Christopher Michael Blackburn | Pruco Securities, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jan 27, 2023 (179 d) |
| Ryan Patrick Paris | Bfc Planning, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Aug 8, 2022 |
| Kevin J Kemak | Equitable Advisors, LLC national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Aug 9, 2022 |
| Stephen Michael Demaio | Fisher Investments independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Jan 9, 2023 (196 d) |
| Crystal Shaye Strong | Valic Financial Advisors, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2022 | Sep 20, 2022 (90 d) |
| Travis Peterson | Pruco Securities, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jan 31, 2024 (603 d) |
| Percy James Potts | Pruco Securities, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | May 26, 2022 |
| Julie Michele Hahn | State Farm Investment Management Corp. asset manager | Allstate Financial Advisors, LLC BD affiliated | Other | May 9, 2022 | Nov 11, 2022 (186 d) |
| Collette A Morgan | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2022 | Jan 3, 2023 (281 d) |
| Robert E Budavich | Hfg Wealth Management, LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2022 | Mar 6, 2023 (354 d) |
| James Thomas North | Oneamerica Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2022 | Sep 15, 2022 (203 d) |
| Carlas Wade Dixon | Pruco Securities, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Feb 28, 2022 |
| Robert M Karaya | MML Investors Services, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Oct 6, 2022 (239 d) |
| Christopher Reid Shea | Edward Jones national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Jun 9, 2022 (126 d) |
| Cayden Christopher Alexander | Larson Financial Group, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2022 | Jan 27, 2022 |
| Michael Farlow | Pruco Securities, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2022 | Feb 15, 2022 |
| Gregory Ronald Smith | LPL Financial LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2022 | Apr 21, 2022 (98 d) |
| Hansel R Bermudez | Brookstone Capital Management LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Sep 18, 2023 (626 d) |
| Todd J Leary | Northwestern Mutual Investment Services,LLC no RAUM | Allstate Financial Advisors, LLC BD affiliated | Other | Nov 4, 2021 | Dec 1, 2022 (392 d) |
| William Xavier Randall | Supreme Alliance LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 26, 2021 | Apr 10, 2023 (531 d) |
| Nicholas Vincent Donofrio | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2021 | Oct 6, 2021 |
| Shakeeb H Syed | Avantax Advisory Services BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Sep 17, 2021 |
| Shawn Sharafkah | Transamerica Financial Advisors, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Jun 28, 2023 (672 d) |
| Diana Jansen | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2021 | May 23, 2023 (641 d) |
| Gregg Mark Dubroc | Hancock Whitney Investment Services Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Jul 17, 2024 (1070 d) |
| Tsunghsin Chen | Cetera Investment Advisers LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Sep 30, 2021 (51 d) |
| James Gilbreath Chandler | Primerica Advisors national BD | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Sep 1, 2022 (392 d) |
| Derek Edwin Woods | Ae Wealth Management, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Jul 30, 2021 |
626 moves match.