DFX Intelligence
Advisor moves
Arrivals at Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Michael Faust | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2019 | Jun 25, 2019 (50 d) |
| David B Walker | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2019 | Apr 11, 2019 |
| Marie Turino | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | May 13, 2019 |
| Tiffany Jolene Dugas | Charles Schwab & Co., Inc. national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | Apr 16, 2019 |
| Tyrone Rivers | Td Ameritrade Investment Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 11, 2019 | May 2, 2019 |
| Alphonse Earl Perry | Empower Advisory Group, LLC institutional | Valic Financial Advisors, Inc. BD affiliated | Other | Apr 10, 2019 | Apr 9, 2019 |
| Bradford Preston Mecklenburg | Copper Financial independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2019 | Apr 15, 2019 |
| Bryan Eugene Donaugh | Oneamerica Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2019 | Feb 11, 2020 (308 d) |
| Michael Alan Morgan | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 9, 2019 | Apr 22, 2019 |
| Sandra Esqueda | Scf Investment Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | May 14, 2019 (42 d) |
| W. Cary Curzon | Simmons First Investment Group, Inc. independent RIA | Valic Financial Advisors, Inc. other | Other | Mar 25, 2019 | Dec 11, 2003 |
| Doris Gasca Silva | Western Wealth Management LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2019 | Mar 25, 2019 |
| Aaron Van Son Hung Spear | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2019 | Nov 20, 2019 (245 d) |
| Justin Mock | Usaa Investment Services Company BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2019 | Jun 30, 2020 (483 d) |
| Robert Frederick Schimeneck | Dlp Capital Advisors, LLC no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Feb 28, 2019 | Jun 22, 2026 (2671 d) |
| Joshua K Tootle | Questar Asset Management, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2019 | Feb 19, 2019 |
| David Bradley Lovato | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2019 | Feb 19, 2019 |
| Robert Blake Palmer | Fisher Investments independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2019 | Jul 12, 2019 (154 d) |
| David Allen Fant | Legend Advisory, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2019 | Feb 8, 2019 |
| Michele Phillippi | Oneamerica Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2019 | Jan 15, 2019 |
| Glen Matthew Hamel | Eagle Point Investment Advisors, Inc. state registered | Valic Financial Advisors, Inc. BD affiliated | Other | Dec 26, 2018 | May 30, 2018 |
| Daniel Joseph Harmeyer | Cuna Brokerage Services, Inc. mixed wealth | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2018 | Dec 17, 2018 |
| Justin Connolly | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2018 | Mar 14, 2019 (98 d) |
| Eric Michael Kellar | Leader Capital Corp. asset manager | Valic Financial Advisors, Inc. BD affiliated | Other | Dec 3, 2018 | May 7, 2026 (2712 d) |
| Jeffrey Warren Fehrmann | J.P. Morgan Securities LLC wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 23, 2018 | Jan 8, 2019 (46 d) |
| Blane Itsuo Kagamida | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2018 | Nov 13, 2018 |
| Miranda O'Keefe | Invesco Advisers, Inc. asset manager | Valic Financial Advisors, Inc. BD affiliated | Other | Nov 14, 2018 | Mar 18, 2019 (124 d) |
| Douglas M. Hanna | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 14, 2018 | Nov 26, 2018 |
| Kathleen Sue Dennis | Ipi Wealth Management, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Oct 22, 2018 |
| Lawrence Jan Pere Serrano | Transamerica Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Nov 15, 2018 |
| Fanar Nissan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2018 | Nov 7, 2018 |
| Jeremy Hannah | Td Ameritrade, Inc. no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Oct 16, 2018 | Dec 14, 2018 (59 d) |
| Nicola Dipaolo | Cambridge Investment Research Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2018 | Sep 25, 2018 |
| Dana S Branham | LPL Financial LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2018 | Sep 24, 2018 |
| Todd Edward Mckee | Cuna Brokerage Services, Inc. mixed wealth | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2018 | Oct 18, 2018 |
| Ternel Norbert Martinez | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2018 | Sep 24, 2018 |
| Travis Clemente Rich | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2018 | Nov 1, 2018 |
| Dustin Cheyenne James | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Oct 15, 2018 |
| Trent Lynn Harris | Oneamerica Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Oct 10, 2018 |
| Adam David Osterman | Pnc Managed Account Solutions, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2018 | Oct 1, 2018 |
| Duran Fabre Allen | Highpoint Advisor Group, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2018 | Aug 21, 2018 |
| Millard Philmore Coleman II | Horace Mann Investors, Inc. no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Sep 9, 2018 | Sep 11, 2018 |
| Jesse Rauma | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2018 | Sep 10, 2018 |
| Jennifer Blake Karaczun | Next Financial Group, Inc. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2018 | Sep 12, 2018 |
| William George Whiteley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2018 | Sep 5, 2018 |
| Alenette Acuesta Opena | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2018 | Sep 11, 2018 |
| Eric N Schoonover | Edward Jones national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2018 | Oct 30, 2018 (64 d) |
| Cory Richard Davern | Forta Financial Group, Inc. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 24, 2018 | Jan 8, 2020 (502 d) |
| Rodney Decker | Fifth Third Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2018 | Oct 9, 2018 (53 d) |
| Matthew James Mcdonough | Buckingham Financial Group, Inc. no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Aug 14, 2018 | Oct 19, 2018 (66 d) |
| Amanda Leann Sewell | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Dec 19, 2018 (131 d) |
| James Edward Hromadka | Avantax Advisory Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2018 | Jul 9, 2018 |
| Anthony James Kerins | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2018 | Jul 2, 2018 |
| Scott Satalino | Voya Financial Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Jun 13, 2024 (2169 d) |
| Jessica Coste | LPL Financial LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2018 | Aug 6, 2018 (34 d) |
| Charles Z Mahaffey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2018 | Jul 3, 2018 |
| Mads F Andersen | International Assets Investment Management, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2018 | Jul 3, 2018 |
| Timothy James Koss | Voya Retirement Advisors, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2018 | Dec 17, 2018 (173 d) |
| Wendy Struble Kickhofel | Money Concepts Advisory Service BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 26, 2018 |
| Ronald Wesley Hodge | Raymond James Financial Services Advisors, Inc BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | Jun 13, 2018 |
1,155 moves match.