DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hartford Funds

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony CanforaLord, Abbett & Co. LLC asset managerHartford Funds asset managerOtherJul 1, 2026Jun 24, 2026
Michael James OconnorPolen Capital Management, LLC asset managerHartford Funds asset managerOtherJan 21, 2026Apr 28, 2026 (97 d)
Henri Juhani Waltteri PitkanenMaytech Global Investments independent RIAHartford Funds asset managerOtherJan 5, 2026Jan 21, 2026
Sidney Davenport LordProshare Advisors LLC asset managerHartford Funds asset managerOtherOct 7, 2025Sep 30, 2025
Austin James EaganEdward Jones national BDHartford Funds asset managerOtherAug 20, 2025Sep 5, 2025
Cole Christian DrahusFirst Command Advisory Services BD affiliatedHartford Funds asset managerOtherAug 6, 2025Apr 15, 2026 (252 d)
Brian Francisco MedinaT. Rowe Price Associates, Inc. asset managerHartford Funds asset managerOtherJun 25, 2025Jul 3, 2025
Jon FerraioloPotomac asset managerHartford Funds asset managerOtherMay 23, 2025Jun 10, 2025
Edward Zachary TrevinoBny Mellon Securities Corporation otherHartford Funds asset managerOtherMay 14, 2025Jun 10, 2025
Colman Peter FlanaganPacer Advisors, Inc. asset managerHartford Funds asset managerOtherApr 29, 2025May 22, 2025
Kurt Graham GustafsonHarbor Capital Advisors, Inc. asset managerHartford Funds asset managerOtherMar 25, 2025Aug 6, 2025 (134 d)
Gustavo Oliverto De La RocaNorthcoast Asset Management LLC independent RIAHartford Funds asset managerOtherMar 13, 2025Mar 12, 2025
John Bryson PalmerManning & Napier Advisors, LLC mixed wealthHartford Funds asset managerOtherFeb 6, 2025Feb 7, 2025
Sheila Marand FountainJohn Hancock Investment Management LLC asset managerHartford Funds asset managerOtherJan 6, 2025Apr 3, 2025 (87 d)
Gregory Scott StevensBlackrock Investment Management, LLC otherHartford Funds asset managerOtherOct 20, 2023Oct 27, 2023
Bradley Robert YocumS.B. Value Partners, L.P. otherHartford Funds asset managerOtherSep 5, 2023Sep 8, 2023
Nathan Patrick GoldmanThe Fairman Group, LLC independent RIAHartford Funds asset managerOtherAug 9, 2023Apr 23, 2025 (623 d)
Daniel MillerAmundi Asset Management US, Inc. asset managerHartford Funds asset managerOtherJul 24, 2023Aug 3, 2023
John Robert HaldemanNationwide Investment Advisors, LLC BD affiliatedHartford Funds asset managerOtherJan 17, 2023May 13, 2026 (1212 d)
Aj HelgersonNomura Investment Management Business Trust asset managerHartford Funds asset managerOtherOct 6, 2022Oct 6, 2022
Jonathan Ronald OrmanJohn Hancock Investment Management LLC asset managerHartford Funds asset managerOtherOct 3, 2022May 4, 2023 (213 d)
Jake Charles MacleanRaymond James Financial Services Advisors, Inc BD affiliatedHartford Funds asset managerOtherSep 29, 2022Sep 26, 2022
James Joseph DoolingOrion Portfolio Solutions, LLC independent RIAHartford Funds asset managerOtherSep 1, 2022Dec 1, 2022 (91 d)
Peter Colwin TamburrinoPacer Advisors, Inc. asset managerHartford Funds asset managerOtherJan 18, 2022Jan 24, 2022
Megan Amy HoppsT. Rowe Price Associates, Inc. asset managerHartford Funds asset managerOtherJan 10, 2022Jan 24, 2022
Francis William RossNeuberger Berman Bd LLC no RAUMHartford Funds asset managerOtherMar 9, 2021Mar 15, 2021
Chauncey M CarterAdvice And Planning Services BD affiliatedHartford Funds asset managerOtherNov 13, 2020Feb 23, 2021 (102 d)
Sidney BakerChartwell Investment Partners, LLC otherHartford Funds asset managerOtherOct 9, 2020Nov 4, 2020
Jarret Michael ShattuckRaymond James & Associates, Inc. national BDHartford Funds asset managerOtherOct 2, 2020Oct 15, 2020
Kevin Dean BalesStrategic Wealth Partners, Ltd. independent RIAHartford Funds asset managerOtherAug 13, 2020Dec 15, 2025 (1950 d)
Darren Anthony BrichNuveen Asset Management, LLC mixed wealthHartford Funds asset managerOtherAug 7, 2020Oct 21, 2020 (75 d)
Timothy Richard MurphyStadion Money Management, LLC asset managerHartford Funds asset managerOtherJan 10, 2020Feb 3, 2020
Daniel Lawrence MassettiInvesco Advisers, Inc. asset managerHartford Funds asset managerOtherDec 20, 2019Jan 12, 2022 (754 d)
Katelyn Elizabeth DerrHoey Investments, Inc. independent RIAHartford Funds asset managerOtherNov 14, 2019Dec 4, 2019
Jack Robert KellyDelaware Capital Management Advisers, Inc no RAUMHartford Funds asset managerOtherSep 5, 2019Sep 11, 2019
Colleen Sweeney LynchDelaware Capital Management Advisers, Inc no RAUMHartford Funds asset managerOtherAug 7, 2019Sep 16, 2019 (40 d)
John T BrownInvesco Advisers, Inc. asset managerHartford Funds asset managerOtherJun 3, 2019Feb 14, 2020 (256 d)
Christabelle Joy CookPrincipal Securities, Inc. BD affiliatedHartford Funds asset managerOtherApr 11, 2019Apr 16, 2019
Curtis Jeffrey HoppWells Fargo Advisors wirehouseHartford Funds asset managerOtherMay 3, 2018Jun 1, 2018
Joseph Paul MillerJanney Montgomery Scott LLC BD affiliatedHartford Funds asset managerOtherApr 3, 2018Apr 2, 2018
Keith P SchmidtNew York Life Investment Management LLC otherHartford Funds asset managerOtherMar 14, 2018Apr 6, 2018
Young Jae KimScottrade Investment Management BD affiliatedHartford Funds asset managerOtherMar 8, 2018Jul 27, 2018 (141 d)
Kevin LoganEdelman Financial Engines otherHartford Funds asset managerOtherFeb 27, 2018Sep 27, 2018 (212 d)
Jason Robert SchechterManaged Account Advisors LLC otherHartford Funds otherOtherFeb 26, 2018Mar 20, 2018
Julie Lee GenjacD.A. Davidson & Co. independent RIAHartford Funds otherOtherFeb 23, 2018Mar 26, 2018 (31 d)
Michael Spencer LovelessEdward Jones national BDHartford Funds asset managerOtherJan 9, 2018Sep 10, 2019 (609 d)
Thomas J GrassoCapital Analysts otherHartford Funds asset managerOtherDec 13, 2017Apr 6, 2018 (114 d)
Kelly Ann KipnisAllspring Funds Management, LLC otherHartford Funds otherOtherNov 6, 2017Dec 19, 2017 (43 d)
Megan MooneyUBS Financial Services Inc. wirehouseHartford Funds asset managerOtherSep 26, 2017Sep 11, 2019 (715 d)
Steven RamsdenBlackrock Investment Management, LLC otherHartford Funds asset managerOtherJul 13, 2017Mar 20, 2019 (615 d)
Joshua David GribbenEquitable Advisors, LLC national BDHartford Funds otherOtherJan 30, 2017Feb 3, 2017
Clinton James JonesBny Mellon Securities Corporation otherHartford Funds otherOtherDec 21, 2016Jan 16, 2018 (391 d)
Jane Dahill FlaniganNationwide Investment Advisors, LLC otherHartford Funds otherOtherSep 27, 2016May 3, 2017 (218 d)
Brian K CarlisleGuggenheim Investments otherHartford Funds otherOtherSep 7, 2016Sep 16, 2016
Casey Edward MillerLord, Abbett & Co. LLC otherHartford Funds otherOtherAug 9, 2016Oct 11, 2016 (63 d)
David Scott HeschelesNew York Life Investment Management LLC otherHartford Funds otherOtherJul 7, 2015Oct 12, 2015 (97 d)
Joel Alan CohenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHartford Funds otherOtherApr 16, 2015Apr 7, 2015
Brian Edward KrausBny Mellon Advisors, Inc. otherHartford Funds otherOtherMar 17, 2015Mar 16, 2015
Thomas Patrick MonksFirst Trust Advisors LP otherHartford Funds otherOtherDec 17, 2014May 18, 2015 (152 d)
James Patrick RitchieProshare Advisors LLC otherHartford Funds otherOtherDec 4, 2014Nov 10, 2014
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82 moves match.