DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Edelman Financial Engines

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Ronald TraczykEdelman Financial Engines independent RIACreativeone Wealth, LLC independent RIARIA to RIAFeb 21, 2025Jul 15, 2025 (144 d)
Phillip Back WeinsteinEdelman Financial Engines independent RIAFarther independent RIARIA to RIAFeb 14, 2025Jan 21, 2025
John Emerson CareyEdelman Financial Engines independent RIAFarther independent RIARIA to RIAFeb 14, 2025Jan 21, 2025
James Robert HornEdelman Financial Engines independent RIARfg Advisory, LLC independent RIARIA to RIAFeb 5, 2025Jan 10, 2025
Jhonny Antenor Merida SotoEdelman Financial Engines independent RIAGlassman Wealth Services, LLC independent RIARIA to RIAFeb 5, 2025Jan 29, 2025
Ronald Edgar NewtonEdelman Financial Engines independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 19, 2024Dec 16, 2024
Stuart Edward BerrinEdelman Financial Engines independent RIAPrime Capital Financial mixed wealthRIA to RIADec 19, 2024Dec 6, 2024
Jared Hendrik CopingaEdelman Financial Engines independent RIAPrime Capital Financial mixed wealthRIA to RIADec 6, 2024Nov 8, 2024
Andrew Nelesoni SeluEdelman Financial Engines independent RIAPrime Capital Financial mixed wealthRIA to RIADec 6, 2024Nov 8, 2024
Travis Christopher MceuenEdelman Financial Engines independent RIAEp Wealth Advisors independent RIARIA to RIANov 15, 2024Nov 15, 2024
Shannon R WedepohlEdelman Financial Engines independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2024Feb 27, 2025 (104 d)
Brian William GilroyEdelman Financial Engines independent RIAConfidence Wealth Management, Inc. independent RIARIA to RIANov 13, 2024Oct 22, 2024
Robert Michael SargentEdelman Financial Engines independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIANov 8, 2024Oct 10, 2024
Alexander Josue ReyesEdelman Financial Engines independent RIACreative Planning independent RIARIA to RIANov 8, 2024Jan 2, 2026 (420 d)
Kaitlyn PowellEdelman Financial Engines independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIANov 8, 2024Oct 10, 2024
Robert Scott BowmanEdelman Financial Engines independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIANov 1, 2024Oct 3, 2024
James Patrick MarxEdelman Financial Engines independent RIAAlera Investment Advisors, LLC mixed wealthRIA to RIANov 1, 2024Oct 16, 2024
Matthew Lawrence PreddyEdelman Financial Engines independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIANov 1, 2024Oct 3, 2024
Dustin H DodgeEdelman Financial Engines independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIANov 1, 2024Oct 3, 2024
Josh Douglas HederickEdelman Financial Engines independent RIAPrime Capital Financial mixed wealthRIA to RIAOct 25, 2024Sep 27, 2024
Christopher J RiegerEdelman Financial Engines independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseOct 11, 2024Dec 3, 2024 (53 d)
Ken David ObrayEdelman Financial Engines independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 11, 2024Feb 7, 2025 (119 d)
Andrew Connor LangEdelman Financial Engines independent RIAFisher Investments independent RIARIA to RIAOct 11, 2024Jan 13, 2025 (94 d)
Aura Lewanna CarmiEdelman Financial Engines independent RIAStratos Wealth Advisors LLC independent RIARIA to RIAOct 4, 2024Sep 5, 2024
Darrell Dowling ReynardEdelman Financial Engines independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAOct 3, 2024Sep 5, 2024
Michelle Vincent MuhammedEdelman Financial Engines independent RIAStratos Wealth Partners, Ltd BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2024Sep 6, 2024
Jennifer Laurel Krever-ShintaniEdelman Financial Engines independent RIAOneseven independent RIARIA to RIASep 27, 2024Aug 30, 2024
Lynn Richard PetkusEdelman Financial Engines independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 13, 2024Jan 13, 2025 (122 d)
Diego A RojasEdelman Financial Engines independent RIAMorgan Stanley wirehouseRIA to wirehouseSep 13, 2024Oct 1, 2024
Harley EisnerEdelman Financial Engines independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 12, 2024Jul 22, 2026 (678 d)
Joshua Robison SorensenEdelman Financial Engines independent RIAAlera Investment Advisors, LLC mixed wealthRIA to RIASep 12, 2024Sep 5, 2024
Sean FindleyEdelman Financial Engines independent RIAAmerican Century Investments Private Client Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 12, 2024Sep 12, 2024
Michael C HenkesEdelman Financial Engines independent RIAFoundations Investment Advisors LLC independent RIARIA to RIASep 12, 2024Apr 10, 2025 (210 d)
Damian L BeardEdelman Financial Engines independent RIASyverson Strege independent RIARIA to RIASep 12, 2024Sep 1, 2024
Felix Jonathan KwanEdelman Financial Engines independent RIAPrime Capital Financial mixed wealthRIA to RIAAug 29, 2024Aug 2, 2024
Jason Guo Quan FangEdelman Financial Engines independent RIATerrafirma Wealth Partners no RAUMRIA to a newly registered adviserAug 29, 2024Aug 2, 2024
Thomas DicristofaroEdelman Financial Engines independent RIASavant Wealth Management independent RIARIA to RIAAug 23, 2024Aug 29, 2024
Kile Conley WeaverEdelman Financial Engines independent RIAAe Wealth Management, LLC independent RIARIA to RIAJul 30, 2024Aug 7, 2024
Matthew James KitzmanEdelman Financial Engines independent RIAOne Capital Management, LLC independent RIARIA to RIAJun 7, 2024Jun 4, 2024
Gabriel TalleyEdelman Financial Engines independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 7, 2024May 10, 2024
Brian Jeffrey DeutschEdelman Financial Engines independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2024Jun 6, 2024
Michael Thomas DentonEdelman Financial Engines independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2024Jul 16, 2024 (46 d)
Rakesh RavaniEdelman Financial Engines independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseApr 26, 2024Jun 7, 2024 (42 d)
Lenin IbarraEdelman Financial Engines independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 26, 2024Apr 29, 2024
Don G BanksEdelman Financial Engines independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseApr 26, 2024Apr 9, 2024
Nicholas Ryan ChavezEdelman Financial Engines independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankApr 26, 2024Sep 13, 2024 (140 d)
Lance Adam TacquardEdelman Financial Engines independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 15, 2024Jun 3, 2024 (49 d)
Christy Jo Drake DodgeEdelman Financial Engines independent RIATriad Wealth Partners, LLC independent RIARIA to RIAApr 15, 2024May 16, 2024 (31 d)
Eusevius I HowardEdelman Financial Engines independent RIACore Planning independent RIARIA to RIAApr 15, 2024Jun 18, 2024 (64 d)
Alex Colby GardenerEdelman Financial Engines mixed wealthRaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 22, 2024Feb 26, 2024
James P SeluEdelman Financial Engines mixed wealthOneseven independent RIARIA to RIAMar 15, 2024Feb 16, 2024
Jennifer Roniet StabenEdelman Financial Engines mixed wealthPrime Capital Financial mixed wealthRIA to RIAMar 15, 2024Feb 16, 2024
Todd Michael LongEdelman Financial Engines mixed wealthThe Mather Group, LLC independent RIARIA to RIAMar 1, 2024Mar 19, 2024
Giancarlo CapodannoEdelman Financial Engines mixed wealthProsperity Capital Advisors independent RIARIA to RIAFeb 16, 2024Feb 5, 2024
Tim James DowdenEdelman Financial Engines mixed wealthPrime Capital Financial mixed wealthRIA to RIAFeb 12, 2024Jan 12, 2024
Scott Joseph SzymulaEdelman Financial Engines mixed wealthPrime Capital Financial mixed wealthRIA to RIAFeb 12, 2024Jan 12, 2024
William Brandon CorsoEdelman Financial Engines mixed wealthRobert W. Baird & Co. Incorporated mixed wealthRIA to RIAJan 29, 2024Jan 4, 2024
Christina Lynne MccabeEdelman Financial Engines mixed wealthCetera Planning Partners independent RIARIA to RIAJan 19, 2024Jan 10, 2024
Richard Coleman LunsfordEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 20, 2023May 2, 2024 (134 d)
Lucas Lee SwygardEdelman Financial Engines mixed wealthJames River Asset Management, LLC independent RIARIA to RIANov 21, 2023Jan 31, 2024 (71 d)
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333 moves match.