DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Registration changes, newest first

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary Joseph WielgoszinskiCommonwealth Financial Network national BDGlobal Retirement Partners LLC institutionalOtherSep 8, 2026Sep 1, 2026
Joel Richard HelzerT. Rowe Price Associates, Inc. asset managerRobertson Stephens independent RIAOtherSep 8, 2026Sep 4, 2026
Abraham SalinasPnc Wealth Management BD affiliatedLPL Enterprise, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2026Sep 14, 2026
Kyle Robert BochatWorld Investment Advisors, LLC otherFinancial Potential Wealth Management no RAUMOtherSep 8, 2026Aug 28, 2026
Christopher Scott WrightIdle Hill Advisors LLC independent RIACreekmur Asset Management, LLC independent RIARIA to RIASep 8, 2026Aug 26, 2026
Charles Hardin HarrisonUnited Planners' Financial Services Of America A Limited Partner independent RIAThe Ameriflex Group BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2026Sep 2, 2026
Hallie Elizabeth KrausTreehouse Wealth Advisors independent RIAAbacus Wealth Partners independent RIARIA to RIASep 8, 2026Sep 3, 2026
Brandon Philip OlsonB.O.S.S. Retirement Advisors, LLC independent RIARfg Advisory, LLC independent RIARIA to RIASep 8, 2026Aug 7, 2026
David George GivlerMariner BD affiliatedSavvy independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2026Sep 11, 2026
Ian Rinaldi MoreauJohn Hancock Investment Management LLC asset managerDimensional Fund Advisors LP asset managerOtherSep 8, 2026Sep 15, 2026
Mary McdirmidSound Income Strategies, LLC independent RIAAstoria Portfolio Advisors LLC otherOtherSep 8, 2026Sep 9, 2026
Sharon Elizabeth MorrowAlly Invest Advisors independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 8, 2026Sep 2, 2026
Joseph AppolitoCommonwealth Financial Network national BDUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2026Sep 4, 2026
Krista H LiGoldman Sachs Wealth Services, L.P. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseSep 8, 2026Sep 7, 2026
Ahmed IqbalCitizens Securities, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 8, 2026Sep 17, 2026
Katelyn RobertsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 8, 2026Sep 8, 2026
Tyler KrushenskyStrategic Advisers LLC national BDAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 8, 2026Sep 2, 2026
Jason VelenciaPrivate Advisor Group, LLC BD affiliatedDvb Private Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 8, 2026Aug 21, 2026
Troy Siefert ThomasEdward Jones national BDRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2026Sep 4, 2026
Cassidy Ann O'BrienB.O.S.S. Retirement Advisors, LLC independent RIARfg Advisory, LLC independent RIARIA to RIASep 8, 2026Aug 25, 2026
Matthew David SmithOpus Financial Solutions LLC independent RIAWest Highland Advisors state registeredRIA to a state-registered adviserSep 8, 2026Sep 3, 2026
Evan Thomas MccurryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankSep 8, 2026Sep 4, 2026
Haldun ArinUnited Planners' Financial Services Of America A Limited Partner independent RIAThe Ameriflex Group BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2026Sep 2, 2026
Samuel Shober StroudSei Investments Management Corp mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2026Sep 15, 2026
Alexander Robert NorathFocus Partners Wealth, LLC independent RIARockefeller Capital Management BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2026Sep 10, 2026
Kyle CrewsVanguard Advisers, Inc. BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2026Sep 17, 2026
Alfredo AtencioDesert Rose Capital Management, Inc. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIASep 8, 2026Sep 16, 2026
Dennis KoledaFamily Manage LLC mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankSep 8, 2026Sep 8, 2026
Marckus McneilTruist Advisory Services, Inc. BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2026Sep 16, 2026
Ronald Lawrence WoodsCitizens Securities, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 8, 2026Sep 4, 2026
Jiachen CaiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBlackrock Investment Management, LLC asset managerOtherSep 8, 2026Sep 10, 2026
Robert Sean TrocchiaUBS Financial Services Inc. wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseSep 8, 2026Sep 17, 2026
Dylan Mark WathenB.O.S.S. Retirement Advisors, LLC independent RIARfg Advisory, LLC independent RIARIA to RIASep 8, 2026Aug 20, 2026
Daniel John DayLPL Enterprise, LLC BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherSep 8, 2026Aug 31, 2026
Cole NiederhauserStrategic Advisers LLC national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseSep 8, 2026Sep 14, 2026
Faith Elizabeth SchanowskiAnnex Wealth Management, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2026Aug 17, 2026
Kathleen Marie KowkabanyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCary Street Partners BD affiliatedWirehouse to affiliated broker-dealer or bankSep 8, 2026Sep 11, 2026
James Mathew SchaeveAnnex Wealth Management, LLC independent RIAIntellicents Investment Solutions Inc mixed wealthRIA to RIASep 8, 2026Aug 31, 2026
Timothy Brock BolemanWorld Investment Advisors, LLC otherFinancial Potential Wealth Management no RAUMOtherSep 8, 2026Sep 3, 2026
Youssef NaguibEquitable Advisors, LLC national BDJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 8, 2026Sep 15, 2026
Fredrik Magnus VirginMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 7, 2026Sep 4, 2026
Michael HerzbergMorgan Stanley wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 7, 2026Sep 4, 2026
Aaron C WrigleyWells Fargo Advisors wirehouseBenjamin F. Edwards & Company, Incorporated BD affiliatedWirehouse to affiliated broker-dealer or bankSep 7, 2026Aug 25, 2026
Laura Elizabeth Faucette KnightMorgan Stanley wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankSep 7, 2026Sep 4, 2026
Corinne Marie HeibergerMorgan Stanley wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseSep 7, 2026Sep 3, 2026
Roodmy CesarEdward Jones national BDTd Private Client Wealth LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 7, 2026Sep 15, 2026
Jinjin ZhangJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 7, 2026Sep 8, 2026
Gabriel VidesUBS Financial Services Inc. wirehouseVoya Financial Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 7, 2026Aug 4, 2026
Nicolas WalterMorgan Stanley wirehouseEp Wealth Advisors independent RIAWirehouse to independent RIASep 7, 2026Sep 10, 2026
Joyce Edith BreinlingerVanguard Advisers, Inc. BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherSep 7, 2026Sep 1, 2026
Micah MendilloMorgan Stanley wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankSep 7, 2026Sep 16, 2026
Oluseun Adedeji OnitiriMorgan Stanley wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankSep 7, 2026Sep 8, 2026
Tarissa Sharene CardosoJ.P. Morgan Securities LLC wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 6, 2026Sep 8, 2026
Christopher MikellCharles Schwab & Co., Inc. national BDCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2026Aug 25, 2026
Albert YousoufianCharles Schwab & Co., Inc. national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 5, 2026Aug 25, 2026
Jeffery WybleStrategic Advisers LLC national BDNeuberger Berman Bd LLC no RAUMOtherSep 5, 2026Sep 10, 2026
Brendon Joseph SailerStrategic Advisers LLC national BDVoya Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2026Sep 14, 2026
Tony F HaeusslerJ.P. Morgan Securities LLC wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankSep 4, 2026Sep 8, 2026
Peter David FalstadOsaic Wealth, Inc. BD affiliatedThe Ameriflex Group BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2026Aug 31, 2026
David Chih HouEvoke Advisors independent RIAInbalance Advisors, LLC no RAUMOtherSep 4, 2026Jun 10, 2022
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382,967 moves match.