DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Registration changes, newest first

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Michael BerzonMorgan Stanley wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 11, 2026Sep 11, 2026
Richard Omar WilsonOsaic Institutions, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2026Sep 11, 2026
Kevin Allen CookMorgan Stanley wirehouseVictory Financial independent RIAWirehouse to independent RIASep 11, 2026Aug 24, 2026
Robert George WilsonOsaic Institutions, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2026Sep 10, 2026
Troy Lane StineProsperity Capital Advisors independent RIATriad Wealth Partners, LLC independent RIARIA to RIASep 11, 2026Sep 11, 2026
Thomas James FaleyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 11, 2026Aug 28, 2026
Scott Joseph SmithGallagher Fiduciary Advisors, LLC institutionalOnedigital institutionalOtherSep 11, 2026Sep 15, 2026
Jason Stephen CheuUBS Financial Services Inc. wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankSep 11, 2026Sep 3, 2026
Dirk Joseph HarrisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankSep 11, 2026Sep 14, 2026
Darla Mae Haines MillsValic Financial Advisors, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2026Sep 2, 2026
Jennifer Eileen GonzalesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 11, 2026Aug 28, 2026
Jason E. SaikaleyWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankSep 11, 2026Aug 28, 2026
Matthew S ParkinMorgan Stanley wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseSep 11, 2026Sep 11, 2026
Luke Patrick NagellJpl Wealth Management, LLC independent RIAGallatin River Capital LLC no RAUMRIA to a newly registered adviserSep 11, 2026Aug 14, 2026
Jason Alexander EckermanWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 11, 2026Aug 28, 2026
Nicholas M SheridanCommonwealth Financial Network national BDMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 11, 2026Aug 31, 2026
Lisa Marie BehunMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankSep 11, 2026Sep 11, 2026
Leopoldo Enrique Ferris WallisOppenheimer & Co. Inc. BD affiliatedInsigneo Advisory Services, LLC mixed wealthAffiliated broker-dealer or bank to independent RIASep 11, 2026Sep 10, 2026
Martin C LabowiczUBS Financial Services Inc. wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 11, 2026Sep 4, 2026
Chad Mcclintock HollandFirst Command Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2026Sep 14, 2026
Marc CampbellFive Oceans Advisors independent RIAFarther independent RIARIA to RIASep 11, 2026Sep 10, 2026
Joshua Daniel MagnusWealthbuilders Investments independent RIASeros Wealth Partners independent RIARIA to RIASep 11, 2026Aug 13, 2026
Stephen Michael CashAdvisors Capital Management, LLC independent RIAMariner Independent independent RIARIA to RIASep 11, 2026Sep 9, 2026
Phillip Ryan ShawGoldstone Financial Group, LLC independent RIARfg Advisory, LLC independent RIARIA to RIASep 11, 2026Aug 14, 2026
Ivana BlagojevicLPL Financial LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherSep 11, 2026Sep 1, 2026
Thomas Joseph PonceFoundations Investment Advisors LLC independent RIAKrilogy independent RIARIA to RIASep 11, 2026Sep 15, 2026
Manuel Alejandro De PenaBradesco Global Advisors asset managerRaymond James Financial Services Advisors, Inc BD affiliatedOtherSep 11, 2026Sep 11, 2026
Bryan CalderonJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 11, 2026Sep 4, 2026
Mitchell ThunellRobinhood Asset Management BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2026Sep 8, 2026
Dabney BaumAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 11, 2026Sep 9, 2026
Ebony RideauProsperity Capital Advisors independent RIATriad Wealth Partners, LLC independent RIARIA to RIASep 11, 2026Sep 11, 2026
Carol Zabala VaughnOppenheimer & Co. Inc. BD affiliatedSage Mountain Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2026Sep 10, 2026
Matthew MccormackLPL Enterprise, LLC BD affiliatedSimplicity Wealth mixed wealthAffiliated broker-dealer or bank to independent RIASep 11, 2026Sep 15, 2026
Nicholas S SouzaStrategic Advisers LLC national BDVoya Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2026Sep 14, 2026
Joseph Dennis SchneiderLPL Financial LLC BD affiliatedStonewell Financial Management LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 11, 2026Aug 28, 2026
Austin Dale EdmundsFirst Command Advisory Services BD affiliatedTritonpoint Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2026Sep 14, 2026
Kevin Blake PlainIntegrity Alliance, LLC BD affiliatedGradient Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2026Sep 10, 2026
Samuel ClementOakworth Asset Management, LLC independent RIARfg Advisory, LLC independent RIARIA to RIASep 11, 2026Sep 1, 2026
Kyle Samuel PageEdelman Financial Engines independent RIACreative Planning independent RIARIA to RIASep 11, 2026Aug 28, 2026
Thomas Anthony McdonaldJanney Montgomery Scott LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 1, 2026
Richard Allan BaumAmeriprise Financial Services, LLC national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 10, 2026Sep 11, 2026
Daniel Ray CrepsLPL Financial LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 14, 2026
William James BuehlerEagle Strategies LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 10, 2026Sep 4, 2026
Michael John WileyMorgan Stanley wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankSep 10, 2026Sep 1, 2026
Doug Scott GraumannDominion Portfolio Management, Inc. independent RIAChelsea Advisory Services, Inc independent RIARIA to RIASep 10, 2026Aug 27, 2026
William Fletcher HesterFirst Citizens Investor Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 3, 2026
Patrick Jon SchervenEfs Advisors BD affiliatedAdvanced Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2026Nov 4, 2013
Christine Adamcik GammillEquitable Advisors, LLC national BDVictory Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2026Sep 9, 2026
Zaim LajkaMorgan Stanley wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseSep 10, 2026Sep 1, 2026
Scott E AndersonB. Riley Wealth Advisors, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 10, 2026Aug 17, 2026
Jamey Carl GrahamUnited Planners' Financial Services Of America A Limited Partner independent RIAUnited Advisor Group independent RIARIA to RIASep 10, 2026Sep 10, 2026
Michael ColdwellEdward Jones national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseSep 10, 2026Sep 9, 2026
John Christian GesekOptimus Capital Advisors, LLC independent RIAWpwealth Llp independent RIARIA to RIASep 10, 2026Sep 9, 2026
Jack W LunaOptimus Capital Advisors, LLC independent RIAWpwealth Llp independent RIARIA to RIASep 10, 2026Sep 9, 2026
Ryan Elliot LewisMorgan Stanley wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Aug 18, 2026
Patrick Charles SweeneyWells Fargo Advisors wirehouseProspera Financial Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Aug 28, 2026
Kimberly Ann TrimmerLPL Financial LLC BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Aug 31, 2026
Ali Rose Boop-NilsenWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 10, 2026Aug 28, 2026
Dominick Allen McpeakeLord, Abbett & Co. LLC asset managerRockefeller Capital Management BD affiliatedOtherSep 10, 2026Sep 8, 2026
Christopher Robert GrudzinskiStonex Advisors Inc. BD affiliatedPark Lane Financial Group LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 10, 2026Sep 10, 2026
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382,751 moves match.