DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from John Hancock Investment Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Alexander G. Morella	John Hancock Investment Management LLC asset manager	Fidelity Personal And Workplace Advisors BD affiliated	Other	Sep 7, 2022	Oct 4, 2022
Mary Elizabeth Jones	John Hancock Investment Management LLC asset manager	Flexible Plan Investments Ltd mixed wealth	Other	Aug 29, 2022	Feb 2, 2023 (157 d)
Neil Colman Conway	John Hancock Investment Management LLC asset manager	Pgim Investments LLC asset manager	Other	Aug 23, 2022	Aug 30, 2022
Justin Darren Arnold	John Hancock Investment Management LLC asset manager	Kovack Advisors, Inc. BD affiliated	Other	Jun 16, 2022	May 1, 2023 (319 d)
Matthew Ryan Beebe	John Hancock Investment Management LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Jun 9, 2022	Mar 30, 2022
Nolin Rossi Frias	John Hancock Investment Management LLC asset manager	Briggs Advisory Group, Inc. independent RIA	Other	Apr 22, 2022	May 11, 2022
Patrick Vincent Carroll	John Hancock Investment Management LLC asset manager	Hilton Capital Management, LLC mixed wealth	Other	Apr 11, 2022	Apr 13, 2022
Kevin Lewis	John Hancock Investment Management LLC asset manager	E*Trade Capital Management, LLC independent RIA	Other	Mar 24, 2022	Apr 26, 2022 (33 d)
Michael Spencer Loveless	John Hancock Investment Management LLC asset manager	Voya Financial Partners, LLC no RAUM	Other	Feb 9, 2022	Sep 15, 2022 (218 d)
Matthew Terrence Riopelle	John Hancock Investment Management LLC asset manager	Payden & Rygel other	Other	Feb 1, 2022	Feb 17, 2022
John Mcquade Cole	John Hancock Investment Management LLC asset manager	Lion Street Advisors, LLC BD affiliated	Other	Jan 3, 2022	Jan 25, 2022
Dean Edward Hoeger	John Hancock Investment Management LLC asset manager	UBS Financial Services Inc. wirehouse	Other	Dec 20, 2021	Jan 5, 2023 (381 d)
Jordan Michelle Hart	John Hancock Investment Management LLC asset manager	D.A. Davidson & Co. independent RIA	Other	Nov 17, 2021	Nov 17, 2021
Shannon Cullinane	John Hancock Investment Management LLC asset manager	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 27, 2021	Sep 1, 2023 (674 d)
Matthew Joseph Sperazzo	John Hancock Investment Management LLC asset manager	Ameriprise Financial Services, LLC national BD	Other	Oct 19, 2021	Oct 6, 2021
Jonathan Peter Hunter	John Hancock Investment Management LLC asset manager	Winthrop Wealth independent RIA	Other	Oct 5, 2021	Nov 10, 2021 (36 d)
Ross Kenefick Fryer	John Hancock Investment Management LLC asset manager	Edward Jones national BD	Other	Jun 7, 2021	Jun 24, 2021
Brian William Bors	John Hancock Investment Management LLC asset manager	Fisher Investments independent RIA	Other	May 5, 2021	May 27, 2021
William Patrick Breen	John Hancock Investment Management LLC asset manager	Proshare Advisors LLC asset manager	Other	Mar 10, 2021	Mar 30, 2021
Anthony Joseph Piazza	John Hancock Investment Management LLC asset manager	Northstar Investment Advisory LLC no RAUM	Other	Sep 25, 2020	Apr 25, 2022 (577 d)
Burns Mcneil Lowry	John Hancock Investment Management LLC asset manager	Easterly Investment Partners LLC other	Other	Aug 5, 2020	Dec 15, 2023 (1227 d)
Brett Donald Mongeau	John Hancock Investment Management LLC asset manager	Creative Planning independent RIA	Other	Jul 23, 2020	May 6, 2021 (287 d)
Chad Keith Butler	John Hancock Investment Management LLC asset manager	Voya Investment Management Co. LLC asset manager	Other	Apr 24, 2020	Apr 27, 2020
Matthew Brown	John Hancock Investment Management LLC asset manager	Ameriprise Financial Services, LLC national BD	Other	Mar 18, 2020	Sep 15, 2022 (911 d)
Ajmal Hakeemi	John Hancock Investment Management LLC asset manager	First Financial Wealth Management independent RIA	Other	Mar 6, 2020	May 20, 2020 (75 d)
Andrew Chipman	John Hancock Investment Management LLC asset manager	Southern Oak Capital, LLC other	Other	Feb 14, 2020	Sep 10, 2021 (574 d)
Eric Fenlason	John Hancock Investment Management LLC asset manager	Legacy Investment Strategies, LLC state registered	Other	Feb 3, 2020	May 31, 2023 (1213 d)
Patrick Scanlon	John Hancock Investment Management LLC asset manager	Putnam Investment Management, LLC asset manager	Other	Jan 10, 2020	Jan 23, 2020
Ellen Margaret Darling	John Hancock Investment Management LLC asset manager	John Hancock Personal Financial Services, LLC BD affiliated	Other	Dec 13, 2019	Dec 24, 2019
Marie Gilman Klein	John Hancock Investment Management LLC asset manager	Morgan Stanley Investment Management Inc. asset manager	Other	Oct 31, 2019	Nov 22, 2019
Patrick Henry John Doran	John Hancock Investment Management LLC asset manager	Columbia Management Investment Advisers, LLC asset manager	Other	Oct 11, 2019	Sep 25, 2019
Cory Steven Elmore	John Hancock Investment Management LLC asset manager	Alliancebernstein L.P. other	Other	Sep 6, 2019	Dec 9, 2019 (94 d)
Michael Thomas Shanley	John Hancock Investment Management LLC asset manager	Capital Analysts BD affiliated	Other	Aug 9, 2019	Aug 31, 2020 (388 d)
Paul R Doupe	John Hancock Investment Management LLC asset manager	Janney Montgomery Scott LLC BD affiliated	Other	Jul 31, 2019	Jun 4, 2024 (1770 d)
Michael James Halloran	John Hancock Investment Management LLC asset manager	Mercer Global Advisors Inc. independent RIA	Other	Jul 31, 2019	Oct 8, 2019 (69 d)
David J Newman	John Hancock Investment Management LLC asset manager	Park Avenue Securities LLC BD affiliated	Other	May 28, 2019	Jun 4, 2019
Neil Matthew Kay	John Hancock Investment Management LLC asset manager	Old Vine Capital independent RIA	Other	May 28, 2019	Nov 7, 2019 (163 d)
Charles Sautter	John Hancock Investment Management LLC asset manager	LPL Financial LLC BD affiliated	Other	Mar 29, 2019	Oct 24, 2019 (209 d)
Garrett James Schwan	John Hancock Investment Management LLC asset manager	MML Investors Services, LLC BD affiliated	Other	Mar 19, 2019	Oct 21, 2019 (216 d)
Renrick Rhys Pesce	John Hancock Investment Management LLC asset manager	Edward Jones national BD	Other	Mar 13, 2019	Mar 19, 2019
Kurt Randolph Winkler	John Hancock Investment Management LLC asset manager	First Trust Advisors LP asset manager	Other	Mar 8, 2019	Nov 17, 2021 (985 d)
Britney Lively Melvin	John Hancock Investment Management LLC asset manager	Capital Client Group, Inc. no RAUM	Other	Mar 5, 2019	Mar 11, 2019
Kevin Todd Cool	John Hancock Investment Management LLC other	Osaic Wealth, Inc. BD affiliated	Other	Dec 31, 2010	May 11, 2022 (4149 d)
Jason Daniel Hayes	John Hancock Investment Management LLC other	Cantor Fitzgerald Investment Advisors independent RIA	Other	Dec 31, 2010	Jul 20, 2023 (4584 d)
Douglas Louis Shepard	John Hancock Investment Management LLC other	Eagle Strategies LLC BD affiliated	Other	Dec 31, 2010	Jun 8, 2021 (3812 d)
Jason Benito Ibarra	John Hancock Investment Management LLC other	Ameriprise Financial Services, LLC national BD	Other	Dec 31, 2010	May 30, 2013 (881 d)
John Thomas Gallinaro	John Hancock Investment Management LLC other	Principal Securities, Inc. other	Other	Dec 31, 2010	Jan 8, 2018 (2565 d)
Dustin Gottfried Barrales	John Hancock Investment Management LLC other	Cetera Investment Advisers LLC other	Other	Dec 31, 2010	Apr 15, 2015 (1566 d)
Michael Paul Fornal	John Hancock Investment Management LLC other	Signator Investors, Inc. other	Other	Dec 31, 2010	Dec 21, 2010
Douglas Alexander Ewing	John Hancock Investment Management LLC other	Nationwide Investment Advisors, LLC BD affiliated	Other	Dec 31, 2010	Jun 3, 2019 (3076 d)
William Gordon	John Hancock Investment Management LLC other	Msi Financial Services, Inc. other	Other	Dec 31, 2010	Feb 25, 2011 (56 d)
Isaac Gregory Heath	John Hancock Investment Management LLC other	First Trust Advisors LP other	Other	Dec 31, 2010	Dec 8, 2011 (342 d)
Matthew Anthony Tully	John Hancock Investment Management LLC other	Manulife Investment Management (US) LLC other	Other	Nov 29, 2010	Jan 17, 2007
Erik Bradley Niland	John Hancock Investment Management LLC other	Signator Investors, Inc. other	Other	Nov 18, 2010	Nov 23, 2010
Daniel J Diblasi	John Hancock Investment Management LLC other	Morgan Stanley wirehouse	Other	Nov 2, 2010	Aug 3, 2011 (274 d)
Tommy Edward Elms	John Hancock Investment Management LLC other	Raymond James & Associates, Inc. national BD	Other	Sep 10, 2010	Jul 2, 2021 (3948 d)
Daniel Akil Williams	John Hancock Investment Management LLC other	T. Rowe Price Associates, Inc. asset manager	Other	Sep 7, 2010	Jan 3, 2022 (4136 d)
Lance Klaff Davison	John Hancock Investment Management LLC other	Valic Financial Advisors, Inc. BD affiliated	Other	Aug 13, 2010	May 12, 2026 (5751 d)
Konstantinos Panayiotis Gregory	John Hancock Investment Management LLC other	Chase Investment Services Corp. other	Other	Jul 23, 2010	Apr 19, 2011 (270 d)
Joseph J Danatzko	John Hancock Investment Management LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 7, 2010	Mar 21, 2013 (1049 d)

Page 2 of 3Previous Next

179 moves match.