DFX Intelligence

RIA Intelligence

Advisor moves

Registration changes, newest first

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Andrew BraatzRBC Capital Markets, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2026Aug 18, 2026
Jessica Lynn KregerCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 9, 2026
Sunil Kumar HandaInnovative Family Office LLC independent RIAInnovative Private Wealth Management Inc. independent RIARIA to RIAAug 26, 2026Jun 25, 2025
Steven Andrew TomisekKirk Capital Advisors LLC independent RIAEvermay Wealth Management, LLC independent RIARIA to RIAAug 26, 2026Sep 14, 2026
Sarah Serling ClappCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 14, 2026
Darnell S. HegartyLPL Enterprise, LLC BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2026Aug 18, 2026
Emma K BeanCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 10, 2026
Paul Dominic PizzutiInnovative Family Office LLC independent RIAInnovative Private Wealth Management Inc. independent RIARIA to RIAAug 26, 2026Feb 7, 2025
Sean Michael BurkeAegis Wealth Management, Inc. independent RIAPine Valley Investments independent RIARIA to RIAAug 26, 2026Aug 26, 2026
Alicia ChiamuleraCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Jun 4, 2026
Melissa JohnsAlly Invest Advisors independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2026Sep 4, 2026
Andres Felipe RiosEagle Strategies LLC BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2026Sep 18, 2026
Christopher Terrence JenningsPfg Advisors independent RIATitleist Asset Management, LLC independent RIARIA to RIAAug 26, 2026Aug 4, 2026
Nina BabayanWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 26, 2026Sep 4, 2026
Robert Liddy ZolperRaymond James & Associates, Inc. national BDRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherAug 26, 2026Sep 2, 2026
Alison Paige AydMma Securities LLC no RAUMOnedigital institutionalOtherAug 26, 2026Aug 10, 2026
Grant HolloschutzUnited Capital Financial Advisors independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2026Sep 16, 2026
Matthew James HolzwarthRaymond James Financial Services Advisors, Inc BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 26, 2026Aug 21, 2026
David Stephen MudrockPnc Wealth Management BD affiliatedHomestead Advisers Corp. otherOtherAug 26, 2026Sep 2, 2026
Dakota Storm PadillaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 26, 2026Aug 25, 2026
Brendon Dean FrazierEmpower Advisory Group, LLC BD affiliatedCreative Planning independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2026Sep 2, 2026
Kyle AshcraftEdward Jones national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 26, 2026Aug 25, 2026
Zachary CzaplickiMML Investors Services, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2026Aug 25, 2026
Hardeep Neena KaurMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 26, 2026Aug 19, 2026
John WilsonCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 10, 2026
Dylan Jackson CoeWells Fargo Advisors wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankAug 26, 2026Sep 9, 2026
Renee Elizabeth HickeyCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Aug 10, 2026
Preston Taylor ByrnesLPL Enterprise, LLC BD affiliatedGuerra Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2026Aug 31, 2026
Ryan Michael JuliotWells Fargo Advisors wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankAug 26, 2026Sep 18, 2026
Lexis Ashley DunnRaymond James Financial Services Advisors, Inc BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 26, 2026Aug 21, 2026
Ryan Anthony BoersigAmeriprise Financial Services, LLC national BDLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2026Sep 2, 2026
Thomas Madigan PierceH.M. Payson independent RIACorient independent RIARIA to RIAAug 26, 2026Aug 20, 2026
Josiah CambeisEquitable Advisors, LLC national BDFiduciary Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2026Sep 5, 2026
Joan B KayeKey Investment Services LLC BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2026Aug 18, 2026
Richard Frank WilsonRaymond James Financial Services Advisors, Inc BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 25, 2026Aug 21, 2026
Robert John LanganCambridge Investment Research Advisors, Inc. BD affiliatedLangan Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 25, 2026Aug 24, 2026
Ronald Kevin DickeyCetera Investment Advisers LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2026Aug 12, 2026
Randall Scott WardCambridge Investment Research Advisors, Inc. BD affiliatedGlobal Retirement Partners LLC institutionalOtherAug 25, 2026Aug 14, 2026
David Robert GolsonWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankAug 25, 2026Aug 24, 2026
Timothy James MisslingAmeriprise Financial Services, LLC national BDEdward Jones national BDAffiliated broker-dealer or bank to anotherAug 25, 2026Aug 31, 2026
Jeannie Lynn WallaceCetera Investment Advisers LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2026Aug 21, 2026
Dylan Gregory LeveyCetera Investment Advisers LLC BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2026Aug 14, 2026
David Parker HughesResurgent Advisors independent RIAWaterloo Capital independent RIARIA to RIAAug 25, 2026Sep 3, 2026
Matthew Lawrence DarpelIndependent Advisor Alliance, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 25, 2026Nov 4, 2025
Anthony Matthew ConteCambridge Investment Research Advisors, Inc. BD affiliatedThegrid LLC unclassifiedOtherAug 25, 2026Oct 4, 2023
Bret ContrerasVoya Retirement Advisors, LLC otherTransamerica Retirement Advisors, LLC BD affiliatedOtherAug 25, 2026Sep 2, 2026
Deborah G DillowayUBS Financial Services Inc. wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankAug 25, 2026Aug 7, 2026
Lindsay H. AsklandThurston Springer Advisors BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherAug 25, 2026Sep 8, 2026
Tyrone David RobinsonEdward Jones national BDKingsview Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2026Aug 24, 2026
Theodore J. KuczarskiNorthwestern Mutual Investment Services,LLC no RAUMOnepoint Bfg Wealth Partners independent RIAOtherAug 25, 2026Sep 4, 2026
Brian Patrick RongeyStifel Independent Advisors, LLC BD affiliatedSmith Moore & Co. BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2026Sep 1, 2026
Jeanna ClarkLfg Wealth Partners, LLC independent RIANationwide Investment Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 25, 2026Aug 25, 2026
Colin Makram TaliaUBS Financial Services Inc. wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankAug 25, 2026Jul 31, 2026
Christopher Ray DavisMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseAug 25, 2026Aug 7, 2026
Scott Allen HolmanEdward Jones national BDCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2026Aug 24, 2026
Alexander David LanganCambridge Investment Research Advisors, Inc. BD affiliatedLangan Financial Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 25, 2026Aug 18, 2026
Shawn PlunkettEdward Jones national BDAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 25, 2026Aug 21, 2026
Stuart Sommerville CanzeriResurgent Advisors independent RIAWaterloo Capital independent RIARIA to RIAAug 25, 2026Aug 31, 2026
Christopher C JohnsonHuntington Financial Advisors BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 25, 2026Jun 29, 2026
James Robert AllenCambridge Investment Research Advisors, Inc. BD affiliatedTartan Financial Group, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 25, 2026Aug 14, 2026
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383,218 moves match.